Federal Legislation, Rules, and Case Law

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Federal Legislation, Rules, and Case Law

This section provides information on Sarbanes-Oxley Act of 2002 and key issues, pertinent Federal securities laws, select Securities and Exchange Commission rules, the Federal Rules of Civil Procedure/Evidence, and other guidance.

The Sarbanes-Oxley Act of 2002 and Key Issues Relevant to Business Valuation and Litigation Services

Includes information on the Sarbanes-Oxley Act of 2002 and key issues relevant to the CPA providing business valuation and litigation services. Learn More>>

U.S. Federal Sentencing Guidelines: What They Are and What You Should Know About Them

Does your organization have an effective compliance program against corporate wrongdoing? These are the key criteria for an effective compliance program that can mitigate a potential fine against an organization.

Securities and Exchange Act of 1934 Section 10A—Audit Requirements

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Section 10–A of the Securities and Exchange Commission Act of 1934 concerns, among other things, illegal acts having a material impact on the financial statements. Learn More>>

SEC Financial Reporting Release No. 49, Implementation of Section 10–A of the SEC Act of 1934

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The text of SEC Financial Reporting Release No. 49 related to uncorrected illegal acts by the issuer of financial statements. Learn More>>

Federal Rules

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Federal Rules govern the conduct of all actions in the various United States Courts: Federal District Courts, U. S. Courts of Appeal and the U.S. Supreme Court as well as the U.S. Bankruptcy Courts. Learn more>>

Examples of Case Law Relevant in Business Valuations and Litigation Services

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This section includes summaries of some important civil and tax cases relevant in the practice of business valuation and litigation services. Learn More>>